Auditing Institute (Week Two)

INSTITUTE Sept 19-24, 2010
About the Program Auditing III-Auditing Assets Building on the auditing topics covered in Auditing I and Auditing II,  auditors will  learn major control objectives and procedures for auditing assets, including loan activities, due from bank accounts  and investments.  Approaching the audit of loans (including loan loss reserves and loan participations) Understanding the lending function and internal controls related to lending Conducting an audit of other real estate owned Reviewing the audit of cash and due from bank accounts  Understanding the bank's investment portfolio Auditing a bank's investment portfolio Auditing IV-An Internal Auditor's Guide to the Business of Banking, Regulatory Matters, Fraud and Related Topics Focuses on a number of advanced skills and is designed to round out your auditing tool kit. Understanding the business of banking Learning how asset/liability management works and how it affects the audit process Learning about bank liquidity Designing and performing operational audits (auditing for efficiencies) Preventing and detecting fraud Understanding the regulatory process and how to effectively deal with examiners and the regulatory agencies Bank Information Systems (BIS) Auditing Take control and audit electronic data processing and information systems with the tools and step-by-step procedures needed to perform a thorough internal audit of information processing systems.  Structure and hardware of the BIS center Functions of the operating system and application software Disaster recovery planning and testing Risk analysis system Specific questions to include in a BIS internal control questionnaire 46 CPE Credits Per Week   Program Level: Basic-Intermediate		Registration Series Subscriber: Week II                    $1,795 Weeks I & II             $2,995 Member: Week II                    $1,995 Weeks I & II             $3,195 Nonmember: Week II                    $2,695 Weeks I & II             $4,295 Nonbanker:                   Week II                    $3,495 Weeks I & II             $5,995
Who Should Attend Auditing personnel-regardless of previous experience or training. Instructors Tom Danielson is a principal in the Financial Institutions Group at LarsonAllen LLP. He has over 25 years experience in the banking industry and is extensively involved in audits, mergers and acquisitions, embezzlement and fraud investigations, financial planning, loan review, tax and consulting for community banks.  Mark Eich is a principal with the Financial Institutions Group of LarsonAllen LLP with more than 20 years experience providing auditing and consulting services to community banks, with special emphasis on IT and IT security.   Neil Falken is a principal in the Financial Institutions Group of LarsonAllen LLP, where his primary focus is providing audit and consulting services to community banks. Contact Nicki Wareham with questions. nwareham@icbm.org 651-687-9080 Refund Policy NO REFUNDS will be given after the deadline, which is two weeks prior to date of class.  However, a substitute may attend. You will be contacted if the course is canceled or changed.